Information integration across autonomous enterprises

ABSTRACT

A system, method, and computer program product for processing a query spanning separate databases while revealing only minimal information beyond a query answer, by executing only specific information-limiting protocols according to query type.

FIELD OF THE INVENTION

This invention relates to sharing information using information-limitingprotocols. Specifically, the invention computes a query across databasesbelonging to autonomous entities such that no more information thannecessary (e.g. the answer to the query) is revealed from each databaseto the other databases.

DESCRIPTION OF RELATED ART

A copy of a SIGMOD article “Information Integration Across AutonomousEnterprises” to be published on Jun. 9, 2003 is attached and serves asan Appendix to this application.

BACKGROUND OF THE INVENTION 1. Introduction

Information integration has long been an area of active databaseresearch [e.g. see references 12, 16, 21, 27, 48]. So far, thisliterature has tacitly assumed that the information in each database canbe freely shared. However, there is now an increasing need for computingqueries across databases belonging to autonomous entities in such a waythat no more information than necessary is revealed from each databaseto the other databases. This need is driven by several trends:

End-to-end Integration: E-business on demand requires end-to-endintegration of information systems, from the supply chain to thecustomer-facing systems. This integration occurs across autonomousenterprises, so full disclosure of information in each database isundesirable.

Outsourcing: Enterprises are outsourcing tasks that are not part oftheir core competency. They need to integrate their database systems forpurposes such as inventory control.

Simultaneously compete and cooperate: It is becoming common forenterprises to cooperate in certain areas and compete in others, whichrequires selective information sharing.

Security: Government agencies need to share information for devisingeffective security measures, both within the same government and acrossgovernments. However, an agency cannot indiscriminately open up itsdatabase to all other agencies.

Privacy: Privacy legislation and stated privacy policies place limits oninformation sharing. However, it is still desirable to mine acrossdatabases while respecting privacy limits.

1.1 Motivating Applications

We give two prototypical applications to make the above paradigmconcrete.

Application 1: Selective Document Sharing Enterprise R is shopping fortechnology and wishes to find out if enterprise S has some intellectualproperty it might want to license. However, R would not like to revealits complete technology shopping list, nor would S like to reveal allits unpublished intellectual property. Rather, they would like to firstfind the specific technologies for which there is a match, and thenreveal information only about those technologies. This problem can beabstracted as follows.

We have two databases D_(R) and D_(S), where each database contains aset of documents. The documents have been preprocessed to only includethe most significant words, using some measure such as term frequencytimes inverse document frequency [41]. We wish to find all pairs ofsimilar documents d_(R)εD_(R) and d_(S)εD_(S), without revealing theother documents. In database terminology, we want to compute the join ofD_(R) and D_(S) using the join predicate f(|d_(R)

d_(S)|,|d_(R)|,|d_(S)|)>τ, for some similarity function f and thresholdτ. The function f could be |d_(R)

d_(s)|/(|d_(R)|+|d_(S)|), for instance.

Many applications map to this abstraction. For example, two governmentagencies may want to share documents, but only on a need-to-know basis.They would like to find similar documents contained in theirrepositories in order to initiate their exchange.

Application 2: Medical Research Imagine a future where many people havetheir DNA sequenced. A medical researcher wants to validate a hypothesisconnecting a DNA sequence D with a reaction to drug G. People who havetaken the drug are partitioned into four groups, based on whether or notthey had an adverse reaction and whether or not their DNA contained thespecific sequence; the researcher needs the number of people in eachgroup. DNA sequences and medical histories are stored in databases inautonomous enterprises. Due to privacy concerns, the enterprises do notwish to provide any information about an individual's DNA sequence ormedical history, but still wish to help with the research.

Assume that the table T_(R)(person_id, pattern) stores whether person'sDNA contains pattern D and T_(S)(person_id, drug, reaction) captureswhether a person took drug G and whether the person had an adversereaction. T_(R) and T_(S) belong to two different enterprises. Theresearcher wants to get the answer to the following query:

select pattern, reaction, count(*)

from T_(R), T_(S)

where T_(R).person_id=T_(S).person_id and T_(S).drug=“true”

group by T_(R).pattern, T_(S).reaction

We want the property that the researcher should get to know the countsand nothing else, and the enterprises should not learn any newinformation about any individual.

1.2 Current Techniques

We discuss next some existing techniques that one might use for buildingthe above applications, and why they are inadequate.

Trusted Third Party: The main parties give the data to a “trusted” thirdparty and have the third party do the computation [7, 30]. However, thethird party has to be completely trusted, both with respect to intentand competence against security breaches. The level of trust required istoo high for this solution to be acceptable.

Secure Multi-Party Computation: Given two parties with inputs x and yrespectively, the goal of secure multi-party computation is to compute afunction f(x,y) such that the two parties learn only f(x,y), and nothingelse. See [26, 34] for a discussion of various approaches to thisproblem.

Yao [49] showed that any multi-party computation can be solved bybuilding a combinatorial circuit, and simulating that circuit. A variantof Yao's protocol is presented in [37] where the number of oblivioustransfers is proportional to the number of inputs and not the size ofthe circuit. Unfortunately, the communication costs for circuits makethem impractical for many problems.

There is therefore an increasing need for sharing information acrossautonomous entities such that no information apart from the answer tothe query is revealed.

SUMMARY OF THE INVENTION

It is accordingly an object of this invention to provide a system,method, and computer program product for processing a query spanningseparate databases while revealing only minimal information beyond aquery answer, by executing only specific information-limiting protocolsaccording to query type. The invention includes protocols to processqueries of these types: intersection, equijoin, intersection size, andequijoin size.

The protocols employ commutative encryption to limit the informationrevealed beyond the query answer. The query is rejected if noinformation-limiting protocol exists for the corresponding query type.The invention returns the query answer to a receiver R that has accessto database D_(R) and may optionally share the query answer with asender S that has access to database D_(S). The minimal informationrevealed is either nothing or only pre-specified categories ofinformation.

The foregoing objects are believed to be satisfied by the embodiments ofthe present invention as described below.

BRIEF DESCRIPTION OF THE DRAWINGS

FIG. 1 shows the different components required for building a system forinformation integration with minimal sharing.

FIG. 2 shows an application of a system for information integration withminimal sharing for a medical research application.

DETAILED DESCRIPTION OF THE INVENTION 2. Minimal Information Sharing

2.1 Security Model

We develop our solutions in a setting in which there is no third party[26]. The main parties directly execute a protocol, which is designed toguarantee that they do not learn any more than they would have learnthad they given the data to a trusted third party and got back theanswer.

We assume honest-but-curious behavior [26]. The parties follow theprotocol properly with the exception that they may keep a record of allthe intermediate computations and received messages, and analyze themessages to try to learn additional information. This behavior is alsoreferred to as semi-honest or passive behavior.

FIG. 1 shows the different components required for building a system forinformation integration with minimal sharing. Our focus will be on thecryptographic protocol. We assume the use of standard libraries orpackages for secure communication and encryption primitives.

2.2 Problem Statement

We now formally state the problem we study in this application.

Problem Statement (Ideal) Let there be two parties R (receiver) and S(sender) with databases D_(R) and D_(S) respectively. Given a databasequery Q spanning the tables in D_(R) and D_(S), compute the answer to Qand return it to R without revealing any additional information toeither party.Problem Statement (Minimal Sharing) Let there be two parties R and Swith databases D_(R) and D_(S) respectively. Given a database query Qspanning the tables in D_(R) and D_(S), and some categories ofinformation I, compute the answer to Q and return it to R withoutrevealing any additional information to either party except forinformation contained in I.

For example, if the query Q is a join T_(R)

T_(S) over two tables T_(R) and T_(S), the additional information Imight be the number of records in each table: |T_(R)| and |T_(S)|. Notethat whatever R can infer from knowing the answer to the query Q and theadditional information I is fair game. For instance, if the query Q isan intersection V_(S)

V_(R) between two sets V_(S) and V_(R), then for all vε(V_(R)−(V_(S)

V_(R))), R knows that these values were not in V_(S).

We assume that the query Q is revealed to both parties. One can think ofother applications where the format of Q is revealed, but not theparameters of Q (e.g., in private information retrieval, discussed inSection 2.4).

2.2.1 Operations

In this application, we focus on four operations: intersection,equijoin, intersection size, and equijoin size.

Let S have a database table T_(S), and R have a table T_(R), with bothtables having a specific attribute A in their schemas. The attributetakes its values from a given set V. Let V_(S) be the set of values(without duplicates) that occur in T_(S).A, and let V_(R) be the set ofvalues occurring in T_(R).A. For each vεV_(S), let ext(v) be all recordsin T_(S) where T_(S).A=v, i.e., ext(v) is the extra information in T_(S)pertaining to v. We show how to compute three kinds of queries overT_(S) and T_(R):

-   -   Intersection: Party R learns the set V_(S)        V_(R), the value |V_(S)|, and nothing else; party S learns        |V_(R)| and nothing else (Section 3).    -   Equijoin: Party R learns V_(S)        V_(R), ext(v) for all vεV_(S)        V_(R), |V_(S)|, and nothing else; party S learns |V_(R)| and        nothing else (Section 4).    -   Intersection Size: Party R learns the values of |V_(S)        V_(R)|, |V_(S)|, and nothing else; party S learns |V_(R)| and        nothing else (Section 5).        Thus in the terminology of our problem statement above, the        query Q for the three problems corresponds to V_(S)        V_(R), T_(S)        T_(R) (with ext(v) used to compute the join), and |V_(S)        V_(R)| respectively. In all three cases, the additional        information I consists of |V_(R)| and |V_(S)|.

We also extend the intersection size protocol to obtain an equijoin sizeprotocol that computes |T_(S)

T_(R)| (Section 5.2). However, R learns |V_(S)|, the distribution ofduplicates in T_(S).A, and based on the distribution of duplicates, somesubset of information in V_(S)

V_(R). S learns |V_(R)| and the distribution of duplicates in T_(R).A.

2.3 Limitations

Multiple Queries While we provide guarantees on how much the partieslearn from a single query, our techniques do not address the question ofwhat the parties might learn by combining the results of multiplequeries. The first line of defense against this problem is the scrutinyof the queries by the parties. In addition, query restriction techniquesfrom the statistical database literature [1, 44] can also help. Thesetechniques include restricting the size of query results [17, 23],controlling the overlap among successive queries [19], and keeping audittrails of all answered queries to detect possible compromises [13].Schema Discovery and Heterogeneity We do not address the question of howto find which database contains which tables and what the attributenames are; we assume that the database schemas are known. We also do notaddress issues of schema heterogeneity. See [21, 29] and referencestherein for some approaches to these problems.2.4 Related Work

In [35], the authors consider the problem of finding the intersection oftwo lists while revealing only the intersection. They present twosolutions: the first involves oblivious evaluations of n polynomials ofdegree n each, where n is the number of elements in the list; the secondsolution requires oblivious evaluation of n linear polynomials. In thecontext of databases, n will be quite large. In [28], the authorsconsider the problem of finding people with common preferences, withoutrevealing the preferences. They give intersection protocols that aresimilar to ours, but do not provide proofs of security.

In the problem of private information retrieval [11, 14, 15, 32, 45],the receiver R obtains the ith record from set of n records held by thesender S without revealing i to S. With the additional restriction thatR should only learn the value of one record, the problem becomes that ofsymmetric private information retrieval [25]. This literature will beuseful for developing protocols for the selection operation in oursetting.

The problem of privacy-preserving data mining is also related. Therandomization approach [6, 22, 40] focuses on individual privacy ratherthan on database privacy, and reveals randomized information about eachrecord in exchange for not having to reveal the original records toanyone. More closely related is the work in [33] on building adecision-tree classifier across multiple databases, without revealingthe individual records in each database to the other databases.Algorithms for mining associations rules across multiple databases havebeen described in [31] and [47] for horizontally and verticallypartitioned data respectively.

The context for the work presented in this application is our effort todesign information systems that protect the privacy and ownership ofindividual information while not impeding the flow of information. Ourother related papers include [2, 3, 4, 5].

3. Intersection

3.1 A Simple, but Incorrect, Protocol

A straightforward idea for computing the intersection V_(S)

V_(R) would be to use one-way hash functions [38]. Here is a simpleprotocol that appears to work:

1. Both S and R apply hash function h to their sets, yieldingX _(S) =h(V _(S))={h(v)|vεV _(S)} andX _(R) =h(V _(R))={h(v)|vεV _(R)}2. S sends its hashed set X_(S) to R3. R sets aside all vεV_(R) for which h(v)εX_(S); these values form theset V_(S)

V_(R).Unfortunately, R can learn a lot more about V_(S)(withhonest-but-curious behavior). For any arbitrary value vεV−(V_(S)

V_(R)), R can simply compute h(v) and check whether h(v)εX_(S) todetermine whether or not vεV_(S). In fact, if the domain is small, R canexhaustively go over all possible values and completely learn V_(S).

The intersection protocol we propose next fixes the deficiencies of thisprotocol.

3.2 Building Blocks

We first describe two building blocks used in the proposed protocols.

3.2.1 Commutative Encryption

Our definition of commutative encryption below is similar to theconstructions used in [9, 18, 20, 42] and others. Informally, acommutative encryption is a pair of encryption functions f and g suchthat f(g(v))=g(f(v)). Thus by using the combination f(g(v)) to encryptv, we can ensure that R cannot compute the encryption of a value withoutthe help of S. In addition, even though the encryption is a combinationof two functions, each party can apply their function first and stillget the same result.

Definition1 (Indistinguishability).

Let Ωk

{0,1}^(k) be a finite domain of k-bit numbers. Let D₁=D₁(Ωk) andD₂=D₂(Ωk) be distributions over Ωk. Let A_(k)(x) be an algorithm that,given xεΩk, returns either true or false. We define distribution D₁ ofrandom variable xεΩk to be computationally indistinguishable fromdistribution D₂ if for any family of polynomial-step (with respect to k)algorithms A_(k)(x), any polynomial p(k), and all sufficiently large kPr[A _(k)(x)|x˜D ₁ ]−Pr[A _(k)(x)|x−D ₂]<1/p(k)where x˜D denotes that x is distributed according to D, and Pr[A_(k)(x)]is the probability that A_(k)(x) returns true.Throughout this application, we will use “indistinguishable” asshorthand for “computationally indistinguishable”.

Definition2 (Commutative Encryption).

A commutative encryption F is a computable (in polynomial time) functionf: KeyF×DomF→DomF, defined on finite computable domains, that satisfiesall properties listed below. We denote f_(e)(x)-f(e,x) and use “εr” tomean “is chosen uniformly at random from”.

1. Commutativity: For all e, e′εKeyF we have f_(e) o f_(e′)=f_(e′) of_(e).

2. Each f_(e): DomF→DomF is a bijection

3. The inverse f_(e) ⁻¹ is also computable in polynomial time, given e.

4. The distribution of <x,f_(e)(x),y,f_(e)(y)> is indistinguishable fromthe distribution of <x, f_(e)(x),y,z>, where x, y, zεr DomF and eεrKeyF.

Informally, Property 1 says that when we compositely encrypt with twodifferent keys, the result is the same irrespective of the order ofencryption. Property 2 says that two different values will never havethe same encrypted value. Property 3 says that given an encrypted valuef_(e)(x) and the encryption key e, we can find x in polynomial time.(Note, we only need this property for the join protocol, not for theintersection protocol). Property 4 says that given a value x and itsencryption f_(e)(x) (but not the key e), for a new value y, we cannotdistinguish between f_(e)(y) and a random value z in polynomial time.Thus we can neither encrypt y nor decrypt f_(e)(y) in polynomial time.Note that this property holds only if x is a random value from DomF,i.e., the adversary does not control the choice of x.

Example 1 Let DomF be all quadratic residues modulo p, where p is a“safe” prime number, i.e. both p and q=(p−1)/2 are primes. Let KeyF be{1, 2, . . . , q−1}. Then, assuming the Decisional Diffie-Hellmanhypothesis (DDH) [10], the power function f_(e)(x)≡x^(e) mod p is acommutative encryption:

The powers commute:(x ^(d) mod p)^(e) mod p=x ^(de) mod p=(x ^(e) mod p)^(d) mod p.

Each of the powers f_(e) is a bijection with its inverse being f_(e)⁻¹=f_(e) ⁻¹ mod q.

DDH claims that for any generating (≠1) element gεDomF the distributionof <g^(a), g^(b), g^(ab)> is indistinguishable from the distribution of<g^(a), g^(b), g^(c)> where a, b, c, εr KeyF. A 3-tuple <g^(a), g^(b),z> from the DDH can be reduced to our f-tuple <x, x^(e), y, z> by takingd εr KeyF and making tuple <g^(d), (g^(a))^(d), g^(b), z> Now a playsthe role of e, g^(d) of x, and g^(b) of y; we test whether z=(g^(b))^(a)or is random. Thus, given DDH, <x,x^(e),y,y^(e)> and <x,x^(e),y,z> arealso indistinguishable.

3.2.2 Hash Function

Besides a commutative encryption F, we need a hash function to encodethe values vεV into xεDomF. The hashes of values should not collide andshould “look random,” i.e., there should be no dependency between themthat could help encrypt or decrypt one hashed value given the encryptionof another. Since we apply commutative encryption to the hashed valuesh(v) instead of v, the input for the encryption function will appearrandom, and we will be able to use Property 4 of commutative encryptionto prove that our protocols are secure.

In the proofs of our security statements we shall rely on the standardrandom oracle model [8, 24, 46]. We assume that our hash function h:V→DomF is ideal, which means that h(v) can be considered computed by arandom oracle: every time h(v) is evaluated for a new vεV, anindependent random x εr DomF is chosen for x=h(v).

We assume also that |DomF| is so large compared to |V_(S)×V_(R)| thatthe probability of a collision is exponentially small. Let N=|DomF|; inthe random oracle model, the probability that n hash values have atleast one collision equals [46]:

${\Pr\lbrack{collision}\rbrack} = {{1 - {\prod\limits_{i = 1}^{n - 1}{\left( {N - i} \right)/N}}} \approx {1 - {\exp\left( {{{- {n\left( {n - 1} \right)}}/2}N} \right)}}}$With 1024-bit hash values, half of which are quadratic residues, we haveN≈2¹⁰²⁴/2≈10³⁰⁷, and for n=1 millionPr[collision]≈1−exp(−10¹²/10³⁰⁷)≈10¹²/10³⁰⁷=10⁻²⁹⁵.For real-life hash functions, a collision within V_(S) or V_(R) can bedetected by the server at the start of each protocol by sorting thehashes. If there is a collision between vεV_(S) and v′εV_(R), it willcause inclusion of v′ into the join (or intersection) by R and thedisclosure to R of S's records containing v. (For the join protocol(Section 4), R can check whether there was a collision between vεV_(S)and v′εV_(R) by having S include the value v in ext(v)).3.3 Intersection ProtocolOur proposed intersection protocol is as follows.1. Both S and R apply hash function h to their sets:X _(S) =h(V _(S)) and X _(R) =h(V _(R)).Each party randomly chooses a secret key:

es εr KeyF for S and er εr KeyF for R.

2. Both parties encrypt their hashed sets:Y _(S) =f _(eS)(X _(S))=f _(eS)(h(V _(S))) andY _(R) =f _(eR)(X _(R))=f _(eR)(h)(V _(R))).3. R sends to S its encrypted set Y_(R)=f_(eR)(h(V_(R))), reorderedlexicographically. (If we did not reorder and instead sent the values inthe same order as the values in V_(R), significant additionalinformation could be revealed).4. (a) S ships to R its set Y_(S)=f_(eS)(h(V_(S))), reorderedlexicographically

-   -   (b) S encrypts each yεY_(R) with S's key es and sends back to R        pairs <y,f_(eS)(y)>=<f_(eR)(h(v)),f_(eS)(f_(eR)(h(v)))>.        5. R encrypts each yεY_(S) with er, obtaining        Z_(S)=f_(eR)(f_(eS)(h(V_(S)))). Also, from pairs        <f_(eR)(h(v)),f_(eS)(f_(eR)(h(v)))> obtained in Step 4(b) for        vεV_(R), it creates pairs <v,f_(eS)(f_(eR)(h(v)))> by replacing        f_(eR)(h(v)) with the corresponding v.        6. R selects all vεV_(R) for which (f_(eS)(f_(eR)(h(v)))εZ_(S);        these values form the set V_(S)        V_(R).        3.4 Proofs of Correctness and Security        STATEMENT 1. Assuming there are no hash collisions, S learns the        size |V_(R)| and R learns the size |V_(S)| and the set V_(S)        V_(R).        PROOF. By definition, f_(eS) and f_(eR) commute and are        bijective. Assuming that hash function h has no collisions on        V_(S) U V_(R),        vεV_(S)        V_(R) if vεV_(R) and (f_(eS)of_(eR))(h(V))εZ_(S),        which means that R does recover the correct set V_(S)        V_(R). Both parties also learn the sizes |V_(R)| and |V_(S)|,        since |V_(R)|=|Y_(R)| and |V_(S)|=|Y_(S)|.

Next we prove that, assuming the parties follow the protocol correctly,they learn nothing else about the other's sets. We first show that evengiven

$\left( \begin{matrix}x_{1} & \ldots & x_{m} \\{f_{e}\left( x_{1} \right)} & \ldots & {f_{e}\left( x_{m} \right)}\end{matrix} \right)\quad$and x_(m+1), there is no polynomial-time algorithm that can determinewhether or not a value u is in fact f_(e)(x_(m+1))LEMMA 1. For polynomial m, the distribution of the 2×m-tuple

$\left( \begin{matrix}x_{1} & \ldots & x_{m - 1} & x_{m} \\{f_{e}\left( x_{1} \right)} & \ldots & {f_{e}\left( x_{m - 1} \right)} & {f_{e}\left( x_{m} \right)}\end{matrix} \right)\quad$is indistinguishable from the distribution of the tuple

$\left( \begin{matrix}x_{1} & \ldots & x_{m - 1} & x_{m} \\{f_{e}\left( x_{1} \right)} & \ldots & {f_{e}\left( x_{m - 1} \right)} & z_{m}\end{matrix} \right)\quad$where ∀i: x_(i) εr DomF, z_(m) εr DomF, and e εr KeyFPROOF. Let us denote the distribution of the upper tuple by D_(m), andthe distribution of the lower tuple by D_(m−1). If D_(m) and D_(m−1) aredistinguishable by some polynomial algorithm A, then <x, f_(e)(x), y,f_(e)(y)> and <x, f_(e)(x), y, z> from Property 4 of commutativeencryption are also distinguishable by the following algorithm thattakes <x, f_(e)(x), y, u> as argument:1. For i=1 . . . m−1, let x₁=f_(ei)(x) and z_(i)=f_(ei)(f_(e)(x)), wheree_(i) εr KeyF;2. Let x_(m)=y and z_(m)=u;3. Submit tuple

$\left( \begin{matrix}x_{1} & \ldots & x_{m} \\z_{1} & \ldots & z_{m}\end{matrix} \right)\quad$to algorithm A and output whatever it outputs.For i=1 . . . m−1, we havez_(i)=f_(ei)(f_(e)(x))=f_(e)(f_(ei)(x))=f_(e)(x_(i)), and all x_(i) areindistinguishable from uniformly random (from Property 4 of commutativeencryption). Therefore the distribution of the tuple given to A isindistinguishable from D_(m) when <x, f_(e)(x), y, u> is distributed as<x, f_(e)(x), y, f_(e)(y)>, and from D_(m−1) when <x, f_(e)(x), y, u> isdistributed as <x, f_(e)(x), y, z>. So the assumption that D_(m) andD_(m−1) are distinguishable leads to the contradiction that Property 4does not hold.LEMMA 2. For polynomial m and n, the distribution of the 2×n-tuple

$\left( \begin{matrix}x_{1} & \ldots & x_{m} & x_{m + 1} & \ldots & x_{n} \\{f_{e}\left( x_{1} \right)} & \ldots & {f_{e}\left( x_{m} \right)} & {f_{e}\left( x_{m + 1} \right)} & \ldots & {f_{e}\left( x_{n} \right)}\end{matrix} \right)\quad$is indistinguishable from the distribution of the tuple

$\left( \begin{matrix}x_{1} & \ldots & x_{m} & x_{m + 1} & \ldots & x_{n} \\{f_{e}\left( x_{1} \right)} & \ldots & {f_{e}\left( x_{m} \right)} & {f_{e}\left( z_{m + 1} \right)} & \ldots & {f_{e}\left( z_{n} \right)}\end{matrix} \right)\quad$where 0≦m≦n, ∀i: x_(i), z_(i), εr DomF, and e εr KeyF.PROOF. Let us denote by D^(n) _(m) the distribution of the lower tuple;the upper tuple's distribution is thus D^(n) _(n).

From Lemma 1, for all j=m+1 . . . n, the distributions D^(n) _(j) andD^(n) _(j−1) are indistinguishable. (The first j columns of D^(n) _(j)are identical to D_(j) of Lemma 1, the first j columns of D^(n) _(j−1)are identical to D_(j−1) of Lemma 1, and the last n-j columns of D^(n)_(j−1) and D^(n) _(j) are just uniformly random numbers.)

Since D^(n) _(j−1) and D^(n) _(j) are indistinguishable for ∀j=m+1 . . .n, and because n is bounded by a polynomial, D^(n) _(n) is alsoindistinguishable from any D^(n) _(m) (where 0≦m≦n). Let A_(k) be analgorithm that pretends to distinguish D^(n) _(n) from D^(n) _(m), andreturns true or false. Now

$\begin{matrix}{{{\Pr\left\lbrack {A_{k}(T)} \middle| {T \sim D_{n}^{n}} \right\rbrack} - {\Pr\left\lbrack {A_{k}(T)} \middle| {T \sim D_{m}^{n}} \right\rbrack}} = {\sum\limits_{j = {m + 1}}^{n}\left( {{\Pr\left\lbrack {A_{k}(T)} \middle| {T \sim D_{j}^{n}} \right\rbrack} - {\Pr\left\lbrack {A_{k}(T)} \middle| {T \sim D_{j - 1}^{n}} \right\rbrack}} \right)}} & (1)\end{matrix}$Here k is the number of bits in the tuple values. Consider anypolynomial p(k); we want to prove that ∃k_(o)∀k≧k_(o) the difference (1)is bounded by 1/p(k). Let p′(k)=np(k), which is also a polynomial. Wehave ∀j=m+1 . . . n∃xk_(j)∇k≧k_(j) the j-th difference in thetelescoping sum is bounded by 1/p′(k). Now set k_(o)=max_(j)k_(j), andwe are done:

${{\sum\limits_{j = {m + 1}}^{n}\left( {{\Pr\left\lbrack {A_{k}(T)} \middle| {T \sim D_{j}^{n}} \right\rbrack} - {\Pr\left\lbrack {A_{k}(T)} \middle| {T \sim D_{j - 1}^{n}} \right\rbrack}} \right)} < {\sum\limits_{j = {m + 1}}^{n}{1/{p^{\prime}(k)}}} < {n/{{np}(k)}}} = {1/{{p(k)}.}}$Therefore D^(n) _(n) and D^(n) _(m) are computationallyindistinguishable.STATEMENT 2. The intersection protocol is secure if both parties aresemi-honest. In the end, S learns only the size |V_(R)|, and R learnsonly the size |V_(S)| and the intersection V_(S)

V_(R).PROOF. We use a standard proof methodology from multi-party securecomputation [26]. If, for any V_(S) and V_(R), the distribution of theS's view of the protocol (the information S gets from R) cannot bedistinguished from a simulation of this view that uses only V_(S) and|V_(R)|, then clearly S cannot learn anything from the inputs it getsfrom R except for |V_(R)|. Note that the simulation only uses theknowledge S is supposed to have at the end of the protocol, while thedistinguisher also uses the inputs of R (i.e., V_(R)), but not R'ssecret keys (i.e., e_(R)). It is important that the distinguisher beunable to distinguish between the simulation and the real view evengiven R's inputs: this precludes the kind of attack that broke theprotocol given in Section 3.1.

The simulator for S (that simulates what S receives from R) is easy toconstruct. At Step 3 of the protocol, the only step where S receivesanything, the simulator generates |V_(R)| random values z_(i) εr DomFand orders them lexicographically. In the real protocol, these valuesequal f_(eR)(h(v)) for vεV_(R). Assuming that, for all vεV_(R), thehashes h(v) are distributed uniformly at random (random oracle model),by Lemma 2 and the distributions

$\underset{{x_{i} = {h{(v_{i})}}},{v_{i}\varepsilon\; V_{R}}}{\left( \begin{matrix}x_{1} & \ldots & x_{m} \\{f_{eR}\left( x_{1} \right)} & \ldots & {f_{eR}\left( x_{m} \right)}\end{matrix} \right)}\mspace{14mu}{and}\mspace{14mu}\underset{{x_{i} = {h{(v_{i})}}},{v_{i}\varepsilon\; V_{R}}}{\left( \begin{matrix}x_{1} & \ldots & x_{m} \\z_{1} & \ldots & z_{m}\end{matrix} \right)}$where ∀i:z_(i) εr DomF, are indistinguishable. Therefore the real andsimulated views for S are also indistinguishable.

The simulator for R (that simulates what R gets from S) will use V_(R),V_(S)

V_(R) and |V_(S)|; it also knows the hash function h. However, it doesnot have V_(S)−V_(R). The simulator chooses a key ê εr KeyF. In Step4(a), the simulation creates Y_(S) as follows:

First, for values v_(i)εV_(S)

V_(R), the simulation adds fê_(s)(h(v_(i))) to Y_(S).

Next, the simulation adds |V_(S)−V_(R)| random values z_(i) εr Dom F toY_(S).

In Step 4(b), the simulation uses the key ê to encrypt each yεY_(R).

Since e_(S) (real view) and ê (simulation) are both chosen at random,their distributions are identical. According to Lemma 2, one cannotdistinguish between the distribution of

$\underset{{x_{i} = {h{(v_{i})}}},{v_{i}\varepsilon\; V_{R}}}{\left( \begin{matrix}x_{1} & \ldots & x_{m} \\{f_{\overset{\sim}{e}}{s\left( x_{1} \right)}} & \ldots & {f_{\overset{\sim}{e}}{s\left( x_{m} \right)}}\end{matrix} \right)}\mspace{14mu}{and}\mspace{14mu}\underset{{x_{i} = {h{(v_{i})}}},{{v_{i}\varepsilon\; V_{S}} - V_{R}}}{\left( \begin{matrix}x_{1} & \ldots & x_{m} \\{f_{\overset{\sim}{e}}{s\left( x_{m + 1} \right)}} & \ldots & {f_{\overset{\sim}{e}}{s\left( x_{n} \right)}}\end{matrix} \right)}$and the distribution of

$\underset{{x_{i} = {h{(v_{i})}}},{v_{i}\varepsilon\; V_{R}}}{\left( \begin{matrix}x_{1} & \ldots & x_{m} \\{f_{\overset{\sim}{e}}{s\left( x_{1} \right)}} & \ldots & {f_{\overset{\sim}{e}}{s\left( x_{m} \right)}}\end{matrix} \right)}\mspace{14mu}{and}\mspace{14mu}\underset{{x_{i} = {h{(v_{i})}}},{{v_{i}\varepsilon\; V_{S}} - V_{R}}}{\left( \begin{matrix}x_{m + 1} & \ldots & x_{n} \\z_{m + 1} & \ldots & z_{n}\end{matrix} \right)}$The real view corresponds to the upper matrix, and the simulated view tothe lower matrix. The only difference is that some variables appear inthe view encrypted by f_(eR), which makes the view anefficiently-computable function of the matrix. Therefore the real viewand the simulated view are also indistinguishable, and the statement isproven.

4. Equijoin

We now extend the intersection protocol so that, in addition to V_(S)

V_(R), R learns some extra information ext(v) from S for values vεV_(S)

V_(R) but does not learn ext(v) for vεV_(S)−V_(R). To compute the joinT_(S)

T_(R) on attribute A, we have ext(v) contain all the records of S'stable where T_(S).A=v, i.e. ext(v) contains the information about theother attributes in T_(S) needed for the join.

4.1 Idea Behind Protocol

A simple, but incorrect, solution would be to encrypt the extrainformation ext(v) using h(v) as the encryption key. Since, in ourintersection protocol, h(v) could not be discovered by R except forvεV_(R) (and similarly for S), one might think that this protocol wouldbe secure. While it is true that h(v) cannot be discovered from Y_(R) orY_(S), h(v) can be discovered from the encryption of ext(v). For anyarbitrary value v, R can compute h(v) and try decrypting all the ext(v)using h(v) to learn whether or not vεV_(S). In fact, if the domain issmall, R can exhaustively go over all possible values and completelylearn both V_(S) and ext(v) for vεV_(S).

Rather then encrypt the extra information with h(v), we will encrypt itwith a key κ(v)=f_(e′s)(h(v)), where e′s is a second secret key of S.The problem now is to allow R to learn κ(v) for vεV_(R) withoutrevealing V_(R) to S. We do this as follows: R sends f_(eR)(h(v)) to S,and S sends back f_(e′s)(f_(eR)(h(v))) to R. R can now apply f⁻¹ _(eR)to the latter to get f⁻¹ _(eR)(f_(e′S)(f_(eR)(h(v))))=f⁻¹_(eR)(f_(eR)(f_(e′S)(hv))))=f_(e′S)(h(v)).

Note that R only gets f_(e′S)(h(v)) for vεV_(R), not for vεV_(S)−V_(R).

4.2 Encryption Function K

We now formally define the encryption function K(κ, ext(v)) thatencrypts ext(v) using the key κ(V). K is defined to be a functionK:DomF×V_(ext)→C_(ext)with two properties:1. Each function K_(κ)(x)≡K(κ,x) can be efficiently inverted (decrypted)given κ;2. “Perfect Secrecy”[43]: For any ext(v), the value of K_(κ)(ext(v)) isindistinguishable from a fixed (independent of ext(v)) distributionD_(ext) over C_(ext) when κ εr DomF.Example 2 Let F be the power function over quadratic residues modulo asafe prime, as in Example 1. If the extra information ext(v) can also beencoded as a quadratic residue (i.e., V_(ext)=DomF), the encryptionK_(κ)(ext(v)) can be just a multiplication operation:K _(κ)(ext(v))=κext(v)The multiplication can be easily reversed given κ, and if κ is uniformlyrandom then κext(v) is also uniformly random (independently of ext(v)).4.3 Equijoin ProtocolLet V be the set of values (without duplicates) that occur in T_(S).A,and let V_(R) be the set of values that occur in T_(R).A. For eachvεV_(S), let ext(v) be all records in T_(S) where T_(S).A=v.1. Both S and R apply hash function h to their sets:X _(S) =h(V _(S)) and X _(R) =h(V _(R)).R chooses its secret key er εr KeyF, and S chooses two secret keys: es,e′s εr KeyF.2. R encrypts its hashed set: Y_(R)=f_(eR)(X_(R))=f_(eR)(h(V_(R))).3. R sends to S its encrypted set Y_(R), reordered lexicographically.4. S encrypts each yεY_(R) with both key e_(S) and key e′_(S), and sendsback to R 3-tuples<y,f _(eS)(y),f _(e′S)(y)>=<f _(eR)(h(v)),f _(eS)(f _(eR)(h(v))),f_(e′S)(f _(eR)(h(v)))>.5. For each vεV_(S), S does the following:(a) Encrypts the hash h(v) with e_(S), obtaining f_(eS)(h(v)).(b) Generates the key for extra information using e′_(s):κ(v)=f _(e′S)(h(v)).(c) Encrypts the extra information:c(v)=K(κ(v),ext(v)).(d) Forms a pair <f_(eS)(h(v)),c(v)>=<f_(eS)(h(v)),K(f_(e′S)(h(v)),ext(v))>.The pairs are then shipped to R in lexicographical order.6. R applies f⁻¹ _(eR) to all entries in the 3-tuples received at Step4, obtaining<h(v),f _(eS)(h(v)),f_(e′S)(h(v))> for all vεV _(R).7. R sets aside all pairs <f_(eS)(h(v)), K(f_(e′S)(h(v)), ext(v))>received at Step 5 whose first entry occurs as a second entry in a3-tuple <h(v), f_(eS)(h(v)), f_(e′S)(h(v))> from Step 6. Using the thirdentry f_(e′S)(h(v))=κ(v) as the key, R decrypts K(f_(e′S)(h(v)), ext(v))and gets ext(v). The corresponding v's form the intersection V_(S)

V_(R).8. R uses ext(v) for vεV_(S)

V_(R) to compute T_(S)

T_(R).4.4 Proofs of Correctness and SecuritySTATEMENT 3. Assuming there are no hash collisions, S learns |V_(R)|,and R learns |V_(S)|, V_(S)

V_(R), and ext(v) for all vεV_(S)

V_(R).PROOF. This protocol is an extension of the intersection protocol, so itallows R to determine V_(S)

V_(R) correctly. Since R learns the keys κ(v) for values in theintersection, R also gets ext(v) for the keys x(v) for values in theintersection, R also gets ext(v) for vεV_(S)

V_(R).Next we prove that R and S do not learn anything besides the above. Wefirst extend Lemma 2 as follows.LEMMA 3. For polynomial n, the distributions of the following two3×n-tuples

$\left( \begin{matrix}x_{1} & \ldots & x_{n} \\{f_{e}\left( x_{1} \right)} & \ldots & {f_{e}\left( x_{n} \right)} \\{f_{e^{\prime}}\left( x_{1} \right)} & \ldots & {f_{e^{\prime}}\left( x_{n} \right)}\end{matrix} \right)\mspace{14mu}{and}\mspace{14mu}\left( \begin{matrix}x_{1} & \ldots & x_{n} \\y_{1} & \ldots & y_{n} \\z_{1} & \ldots & z_{n}\end{matrix} \right)$are computationally indistinguishable, where ∀i: x_(i), y_(i), z_(i) εrDomF, and e, e′ εr KeyFPROOF. Let us denote the left distribution by D₁, the right distributionby D₂, and the following “intermediate” distribution by D₃:

$\left( \begin{matrix}x_{1} & \ldots & x_{n} \\{f_{e}\left( x_{1} \right)} & \ldots & {f_{e}\left( x_{n} \right)} \\z_{1} & \ldots & z_{n}\end{matrix} \right)\quad$The first and third line in the tuples for D₁ and D₃ are distributedlike D^(n) _(n) and D^(n) ₀ (from Lemma 2) respectively. The second linein both D₁ and D₃ can be obtained from the first line by applying f_(e)with random key e. Therefore, since D^(n) _(n) and D^(n) ₀ areindistinguishable by Lemma 2, distributions D₁ and D₃ are alsoindistinguishable.

Analogously, the first and second lines in D₃ and D₂ are distributedlike D^(n) ₀ and D^(n) _(n) respectively. The third line in both D₃ andD₂ can be obtained by using random numbers for the z_(i)'s. Therefore,by Lemma 2, D₃ and D₂ are also indistinguishable.

Finally, since both D₁ and D₂ are indistinguishable from D₃, theythemselves are indistinguishable.

The following lemma will be used in the proof for the security of thejoin protocol to show that the real and simulated views for R areindistinguishable. D′₁ corresponds to the real view (for R), while D′₂corresponds to the simulated view. The first t columns correspond toV_(S)−(V_(S)

V_(R)), the next m-t columns to V_(S)

V_(R), and the last n-m columns to V_(R)−(V_(S)

V_(R)).

LEMMA 4. For polynomial m, t, and n, and any c_(i)εV_(ext), the twodistributions D′₁ and D′₂ of the 4×n-tuple

$\left( \begin{matrix}{x_{1}\mspace{14mu}\ldots\mspace{20mu} x_{t}} & {x_{t + 1}\mspace{14mu}\ldots\mspace{14mu} x_{m}} & {x_{m + 1}\mspace{14mu}\ldots\mspace{14mu} x_{n}} \\{y_{1}\mspace{14mu}\ldots\mspace{20mu} y_{t}} & {y_{t + 1}\mspace{14mu}\ldots\mspace{14mu} y_{m}} & {y_{m + 1}\mspace{14mu}\ldots\mspace{14mu} y_{n}} \\\; & {z_{t + 1}\mspace{14mu}\ldots\mspace{14mu} z_{m}} & {z_{m + 1}\mspace{14mu}\ldots\mspace{14mu} z_{n}} \\{\xi_{1}\mspace{14mu}\ldots\mspace{20mu}\xi_{t}} & {\xi_{t + 1}\mspace{14mu}\ldots\mspace{14mu}\xi_{m}} & \;\end{matrix} \right)\quad$such that

for D′₁, ∀i: x_(i) εr DomF, y_(i)=f_(e)(x_(i)), z_(i)=f_(e′)(x_(i)), andξi=K(f_(e′)(x_(i)),c_(i)) where e, e′ εr KefF;

for D′₂, ∀i: x_(i), y_(i), z_(i) εr DomF, and

-   -   i=1 . . . t: ξi is independent random with distribution D_(ext),    -   i=t+1 . . . m: ξi=K(z_(i), c_(i))        are computationally indistinguishable. (In both D′₁ and D′₂, the        positions corresponding to z₁ . . . z_(t) and ξ_(m+1) . . .        ξ_(n) are blank.        PROOF. Denote by D′₃ the following “intermediate” distribution:        ∀i:x _(i) ,y _(i) ,z _(i) εrDomF and ξi=K(z _(i) ,c _(i)).        Note that the z_(i) for i=1 . . . t are not included in the        tuple, even though they are used to generate K(z_(i), c_(i)).

The only difference between the two distributions D′₂ and D′₃ is that,for i=1 . . . t, we replace ξi distributed as D_(ext) with K(z_(i),c_(i)) where z_(i) εr DomF; the rest of the matrix is independent andstays the same. Since z_(i) is not a part of the matrix for i=1 . . . t,by Property 2 of encryption K(κ,c), distributions D′₂ and D′₃ areindistinguishable.

Next we use Lemma 3 to show that distributions D′₁ and D′₃ are alsoindistinguishable. We define function Q(M) that takes a 3×n matrix M(from Lemma 3) and generates a 4×n matrix M′ as follows:

1. The first 3 rows of M′ are the same as the first 3 rows of M, exceptthat the values corresponding to z₁, . . . , z_(t) in M′ are left blank.

2. The fourth row of M′ is generated by taking ξi=K(z_(i), c_(i)) wherez_(i) is the corresponding value of the third row of M.

If M is distributed like D₁ of Lemma 3, Q(M) corresponds to D′₁. If M isdistributed like D₂, Q(M) corresponds to D′₃. Since by Lemma 3, D₁ andD₂ are indistinguishable, and Q(M) is computable in polynomial time, D′₁and D′₃ are also indistinguishable.

Finally, since both D′₁ and D′₂ are indistinguishable from D′₃, theythemselves are indistinguishable.

STATEMENT 4. The join protocol is secure if both parties aresemi-honest. At the end of the protocol, S learns only |V_(R)|; R learnsonly |V_(S)|, V_(S)

V_(R), and ext(v) for all vεV_(S)

V.

PROOF. As in the proof of Statement 2, we will construct simulators ofeach party's view of the protocol, such that each simulator is givenonly what the party is supposed to learn, and such that the distributionof the real view is indistinguishable from the distribution of thesimulated view.

The simulator for S is identical to that in Statement 2, since S getsexactly the same input from R as in the intersection protocol. Hence theproof from Statement 2 directly applies.

The simulator for R (that simulates what R receives from S) can use h,er, V_(R), V_(S)

V_(R), ext(v) for vεV_(S)

V_(R), and |V_(S)|. LetV_(S)={v₁, . . . v_(t), v_(t+1), . . . , v_(m)} andV_(R)={v_(t+1), . . . , v_(m), v_(m+1), . . . , v_(n)}.So t=|V_(S)−V_(R)|, m=|V_(S)|, and n=|V_(S) U V_(R)|. Note that thesimulator does not know the values in V_(S)−V_(R).

In Step 4, the simulator generates n random numbers y_(i), εr DomF, i=1. . . n as the simulated values for f_(eS)(h(v_(i))), and an additionaln random numbers z_(i) εr DomF as the simulated values forf_(e′S)(h(v_(i))). The simulation then uses key e_(R) to create<f _(eR)(h(v _(i))),f _(eR)(y _(i)),f _(eR)(z _(i))>for i=t+1 . . . m. These triplets are ordered lexicographically andcomprise the simulated view for Step 4.In Step 5, the simulator creates the pairs as follows:

For values v_(i+1), . . . , v_(m) from V_(S)

V_(R), the simulator encrypts ext(v_(i)) as ξi=K(z_(i), ext(v_(i)));then it forms pairs <y_(i), ξi>;

For i=1 . . . t, the simulator creates |V_(S)−V_(R)| additional pairs<y_(i), ξi> where ξi have distribution D_(ext) over C_(ext), i.e. y_(i)and ξi are random values from their respective domains.

These pairs are sorted lexicographically and comprise the simulated viewfor Step 5.

Setting x_(i)=h(v_(i)), the real view corresponds to distribution D′₁ ofthe matrix in Lemma 4, while the simulation corresponds to distributionD′₂ of the matrix. The only difference is that some variables appear inthe view encrypted by f_(eR), which makes the view anefficiently-computable function of the matrix. Since these D′₁ and D′₂are indistinguishable, the simulation is also indistinguishable from thereal view.

5. Intersection and Join Sizes

5.1 Intersection Size

We now show how the intersection protocol can be modified, such that Ronly learns the intersection size, but not which values in V_(R) werepresent in V_(S). (Simply applying the intersection protocol wouldreveal the set V_(R)

V_(S), in addition to the intersection size.) Recall that in Step 4 ofthe intersection protocol, S sends back to R the values of yεY_(R)together with their encryptions made by S. These encryptions are pairedwith the unencrypted y's so that R can match the encryptions with R'svalues. If instead S sends back to R only the lexicographicallyreordered encryptions of the y's and not the y's themselves, R can nolonger do the matching.

5.1.1 Intersection Size Protocol

We now present the protocol for intersection size. (Steps 1 through 3are the same as in the intersection protocol.)

1. Both S and R apply hash function h to their sets:X _(S) =h(V _(S)) and X _(R) =h(V _(R)).Each party randomly chooses a secret key:e_(S) εr KeyF for S and e_(R) εr KeyF for R.2. Both parties encrypt their hashed sets:Y _(S) =f _(eS)(X _(S))=f _(eS)(h(V _(S))) andY _(R) =f _(eR)(X _(R))=f _(eR)(h(V _(R))).3. R sends to S its encrypted set Y_(R)=f_(eR)(h(V_(R))), reorderedlexicographically.4. (a) S ships to R its set Y_(S)=f_(eS)(h(V_(S))), reorderedlexicographically.

-   -   (b) S encrypts each yεY_(R) with S's key e_(S) and sends back to        R the set Z_(R)=f_(eS)(Y_(R))=f_(eS)(f_(eR)(h(V_(R)))),        reordered lexicographically.        5. R encrypts each yεY_(S) with e_(R), obtaining        Z_(S)=f_(eR)(f_(eS)(h(V_(S)))).        6. Finally, R computes intersection size |Z_(S)        Z_(R)|, which equals |V_(S)        V_(R)|.        5.1.2 Proofs of Correctness and Security        STATEMENT 5. Assuming there are no hash collisions, S learns the        size |V_(R)| and R learns the size |V_(S)| and the size |V_(S)        V_(R)|.        PROOF. The proof is very similar to that for Statement 1. Since        f_(eS) and f_(eR) commute and are bijective, assuming that hash        function h has no collisions on V_(S) U V_(R), |V_(S)        V_(R)|=f_(eR)(f_(eS)(h(V_(S))))        f_(eS)(f_(eR)(h(V_(R)))).        Therefore, recovers the correct size |V_(S)        V_(R)|.        STATEMENT 6. The intersection size protocol is secure if both        parties are semi-honest. At the end of the protocol, S learns        only the size |V_(R)|, and R learns only the sizes |V_(S)| and        |V_(S)        V_(R)|.        PROOF. We use the same methodology as in the proofs of Statement        2 and 4.

The simulator for S's view of the intersection size protocol isidentical to that in Statement 2, since S gets exactly the same inputfrom R as in the intersection protocol. Hence the proof from Statement 2directly applies.

The simulator for R's view of the protocol is allowed to use V_(R), thehash function h, e_(R), and the numbers |V_(S)

V_(R)| and |V_(S)|; however, it has neither V_(S)−V_(R) nor V_(S)

V_(R). LetV_(S)={v₁, . . . ,v_(t),v_(t+1), . . . , v_(m)} andV_(R)={v_(t+1), . . . , v_(m), v_(m+1), . . . , v_(n)}.So t=|V_(S)−V_(R)|, m=|V_(S)|, and n=|V_(S)U V_(R)|.

The simulator generates n random numbers y₁, . . . , y_(n) εr DomF whichplay the role of f_(eS)(h(v)) for all vεV_(S) U V_(R). The key e_(S) isnot simulated, and no decision is made about which y_(i) stands forwhich e_(S)(h(v)). In Step 4(a), the simulation creates Y_(S) asY_(S)={y1, . . . , ym}.

In Step 4(b), the simulation generates Z_(R) by taking set {y_(t+1), . .. , y_(n)} and encoding it with f_(eR):Z _(R) ={f _(eR)(y _(t+1)), . . . ,f _(eR)(yn)}.

We now show that the distribution of R's real view in the protocol iscomputationally indistinguishable from the distribution of R's simulatedview.

According to Lemma 2, the distributions D^(n) ₀ and D^(n) _(n) of thefollowing matrix M:

$\left( \begin{matrix}x_{1} & \ldots & x_{n} \\y_{1} & \ldots & y_{n}\end{matrix} \right)\quad$whereD^(n) ₀:∀i:x_(i),y_(i)εr DomF;D^(n) _(n):∀i: x_(i)εr DomF,y_(i)=f_(eS)(x_(i)),e_(S)εr KeyF;are indistinguishable. Given x_(i)=h(v_(i)), consider the followingfunction Q(M):Q(M)=<h,e _(R) ,Y _(S) ,Z _(R)>,whereh:=a function on V_(S) U V_(R) such that xi:h(v_(i))=x_(i);e_(R):=a random key;Y_(S):={y1, . . . , ym};Z_(R):={f_(eR)(y_(t+1)), . . . , f_(eR)(yn)}.

If M is distributed according to D^(n) ₀, then Q(M) corresponds to thesimulated view of server R. If M's distribution is D^(n) _(n), theny _(i) =f _(eS)(x _(i))=f _(eS)(h(v _(i))),f _(eR)(y _(i))=f _(eR)(f _(eS)(x _(i)))=f _(eS)(f _(eR)(h(v _(i)))),and Q(M) is distributed like the real view of R. Since from Lemma 2,D^(n) ₀ and D^(n) _(n) are indistinguishable, and Q is computable inpolynomial time, the simulated view Q(D^(n) ₀) and the real view Q(D^(n)_(n)) are also indistinguishable.5.2 Equijoin Size

To evaluate equijoin size, we follow the intersection size protocol,except that we allow V_(R) and V_(S) to be multi-sets, i.e., containduplicates, and then compute the join size instead of the intersectionsize in Step 6. However, R can now use the number of duplicates of agiven value to partially match values in Y_(R) with their correspondingencryptions in Z_(R). We now characterize exactly what R and S learn inthis protocol (besides |V_(R)|, |V_(S)| and |V_(R)

V_(S)|).

To start with, R learns the distribution of duplicates in V_(S), and Slearns the distribution of duplicates in V_(R). To characterize whatelse R learns, let us partition the values in V_(R) based on the numberof duplicates, i.e., in a partition V_(R)(d), each vεV_(R)(d) has dduplicates. Then, for each partition, R learns |V_(R)(d)

V_(S)(d′)| for each partition V_(S)(d′) of V_(S). Thus if all valueshave the same number of duplicates (e.g., no duplicates as in ourintersection protocol), R only learns |V_(R)

V_(S)|. At the other extreme, if no two values have the same number ofduplicates, R will learn V_(R)

V_(S).

6. Cost Analysis

6.1 Protocols

Let

each encrypted codeword (in DomF) be k bits long,

C_(h) denote the cost of evaluating the hash function

C_(e) denote the cost of encryption/decryption by F (e.g.,exponentiation “x^(y) mod p” over k-bit integers),

C_(K) denote the cost of encryption/decryption by K (e.g.,encoding/decoding as a quadratic residue and multiplication), and

n (log n) C_(S) be the cost of sorting a set of n encryptions.

We assume the obvious optimizations when computing the computation andcommunication costs. For example, in the join protocol, we assume thatthe protocol does not decrypt y to h(v) in Step 6 but uses orderpreservation for matching. Also, in all the protocols, S does notretransmit y's back but just preserves the original order.

Computation The computation costs are:

Intersection:(C_(h)+2C_(e))(|V_(S)|+|V_(R))+2C_(S)|V_(S)|log|V_(S)|+3C_(S)|V_(R)|log|V_(R)|

Join:

C_(h)(|V_(S)|+|V_(R)|)+2C_(e)|V_(S)|+5C_(e)|V_(R)|+Ck(|V_(S)|+|V_(S)

V_(R)|)+2C_(S)|V_(S)|log|V_(S)|+3C_(S)|V_(R)|log|V_(R)|

We can assume C_(e)>>C_(h), C_(e)>>Ck, and nC_(e)>>n (log n) C_(S), sothese formulae can be approximated by:

Intersection: 2C_(e)(|V_(S)|+|V_(R)|)

Join: 2C_(e)|V_(S)|+5C_(e)|V_(R)|

Communication The communication cost is:

Intersection: (|V_(S)|+2|V_(R)|)k bits

Join: (|V_(S)|+3|V_(R)|)k+|V_(S)|k′ bits, where k′ is the size of theencrypted ext(v).

Both the intersection size and join size protocols have the samecomputation and communication complexity as the intersection protocol.

6.2 Applications

We now estimate the execution times for the applications in Section 1.1.

For the cost of C_(e) (i.e., cost of x^(y) mod p), we use the times from[36]: 0.02 s for 1024-bit numbers on a Pentium III (in 2001). Thiscorresponds to around 2×10⁵ exponentiations per hour. We assume thatcommunication is via a T1 line, with bandwidth of 1.544 Mbits/second (×5Gbits/hour).

Encrypting the set of values is trivially parallelizable in all threeprotocols. We assume that we have P processors that we can utilize inparallel: we will use a default value of P=10.

6.2.1 Selective Document Sharing

Recall that we have two databases D_(R) and D_(S), where each databasecontains a set of documents, and a document consists of a set ofsignificant words. We wish to find all pairs of documents d_(R)εD_(R)and d_(S)εD_(S) such that, for some similarity function f and thresholdτ, f(|d_(R)

d_(S)|, |d_(R)|, |d_(S)|)>τ. For example, f could be |d_(R)

d_(S)|/(|d_(R)|+|d_(S)|).

Implementation R and S execute the intersection size protocol for eachpair of documents d_(R)εD_(R) and d_(S)εD_(S) to get |d_(R)

d_(S)|, |d_(R)| and |d_(S)|; they then compute the similarity functionf.

For S, in addition to the number of documents |D_(S)|, this protocolalso reveals to R for each document d_(R)εD_(R), which documents inD_(S) matched d_(R), and the size of |d_(R)

d_(S)| for each document d_(S)εD_(S).

Cost Analysis For a given pair of documents d_(R) and d_(S), thecomputation time is (|d_(R)|+|d_(S)|)2C_(e), and the data transferred is(|d_(R)|+2|d_(S)|)k bits. Thus the total cost is:

Computation: |D_(R)||D_(S)|(|d_(R)|+|d_(S)|)2C_(e)

Communication: |D_(R)||D_(S)|(|d_(R)|+2|d_(S)|)k

If |D_(R)|=10 documents, D_(S)=100 documents, and |d_(R)|=|d_(S)|=1000words, the computation time will be 4×10⁶ C_(e)/P≈2 hours. The datatransferred will be 3×10⁶ k≈3 Gbits≈35 minutes.

6.2.2 Medical Research

Recall that we wish to get the answer to the query

select pattern, reaction, count(*)

from T_(R), T_(S)

where T_(R).id=T_(S).id and T_(S).drug=true

group by T_(R).pattern, T_(S).reaction

where T_(R) and T_(S) are tables in two different enterprises.

Implementation FIG. 2 shows the implementation algorithm. We use aslightly modified version of the intersection size protocol where Z_(R)and Z_(S) are sent to T, the researcher, instead of to S and R. Notethat whenever we have, say, (V_(R)−V_(R)′) inside IntersectionSize, theset difference is computed locally, and the result is the input to theprotocol.Cost Analysis The combined cost of the four intersections is2(|V_(R)|+|V_(S)|)2C_(e), and the data transferred is2(|V_(R)|+|V_(S)|)2 k bits. If |V_(R)|=|V_(S)|=1 million, the totalcomputation time will be 8×10⁶ C_(e)/P≈4 hours. The total communicationtime will be 8×10⁶ k≈8 Gbits≈1.5 hours.

A general purpose computer is programmed according to the inventivesteps herein.

The invention can also be embodied as an article of manufacture—amachine component—that is used by a digital processing apparatus toexecute the present logic. This invention is realized in a criticalmachine component that causes a digital processing apparatus to performthe inventive method steps herein. The invention may be embodied by acomputer program that is executed by a processor within a computer as aseries of computer-executable instructions. These instructions mayreside, for example, in RAM of a computer or on a hard drive or opticaldrive of the computer, or the instructions may be stored on a DASDarray, magnetic tape, electronic read-only memory, or other appropriatedata storage device.

While the particular scheme for INFORMATION INTEGRATION ACROSSAUTONOMOUS ENTERPRISES as herein shown and described in detail is fullycapable of attaining the above-described objects of the invention, it isto be understood that it is the presently preferred embodiment of thepresent invention and is thus representative of the subject matter whichis broadly contemplated by the present invention, that the scope of thepresent invention fully encompasses other embodiments which may becomeobvious to those skilled in the art, and that the scope of the presentinvention is accordingly to be limited by nothing other than theappended claims, in which reference to an element in the singular is notintended to mean “one and only one” unless explicitly so stated, butrather “one or more”. All structural and functional equivalents to theelements of the above-described preferred embodiment that are known orlater come to be known to those of ordinary skill in the art areexpressly incorporated herein by reference and are intended to beencompassed by the present claims. Moreover, it is not necessary for adevice or method to address each and every problem sought to be solvedby the present invention, for it to be encompassed by the presentclaims. Furthermore, no element, component, or method step in thepresent disclosure is intended to be dedicated to the public regardlessof whether the element, component, or method step is explicitly recitedin the claims. No claim element herein is to be construed under theprovisions of 35 U.S.C. 112, sixth paragraph, unless the element isexpressly recited using the phrase “means for”.

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1. A computer-implemented method for processing an intersection typequery spanning separate databases while revealing only minimalinformation beyond a query answer, comprising: (a) sender S and receiverR each apply a hash function h to their respective attribute value sets,X_(S)=h(V_(S)) and X_(R)=h(V_(R)); (b) sender S and receiver R eachchoose a random secret key, es εr KeyF for S and er εr KeyF for R; (c)sender S and receiver R each encrypt their respective hashed sets,Y_(S)=f_(eS)(X_(S))=f_(eS)(h(V_(S))) andY_(R)=f_(eR)(X_(R))=f_(eR)(h)(V_(R))); (d) receiver R sends to sender Sits encrypted set Y_(R)=f_(eR)(h(V_(R))), reordered lexicographically;(e) sender S sends to receiver R its set Y_(S)=f_(eS)(h(V_(S))),reordered lexicographically; (f) sender S encrypts each yεY_(R) with keyes and sends back to R pairs<y,f_(eS)(y)>=<f_(eR)(h(v)),f_(eS)(f_(eR)(h(v)))>; (g) receiver Rencrypts each yεY_(S) with er, obtaining Z_(S)=f_(eR)(f_(eS)(h(V_(S))))and from pairs <f_(eR)(h(v)),f_(eS)(f_(eR)(h(v)))> obtained in Step (f)for vεV_(R), receiver R creates pairs <v,f_(eS)(f_(eR)(h(v)))> byreplacing f_(eR)(h(v)) with the corresponding v; and (h) receiver Rselects all V E V_(R) for which (f_(eS)(f_(eR)(h(v)))εZ_(S) to formV_(S)∩V_(R).
 2. A computer-implemented method for processing an equijointype query spanning separate databases while revealing only minimalinformation beyond a query answer, comprising: (a) sender S and receiverR each apply a hash function h to their respective attribute value sets,X_(S)=h(V_(S)) and X_(R)=h(V_(R)); (b) receiver R chooses a secret keyer εr KeyF and sender S chooses two secret keys es, e′s εr KeyF; (c)receiver R encrypts its hashed set Y_(R)=f_(eR)(X_(R))=f_(eR)(h(V_(R)));(d) receiver R sends its encrypted set Y_(R) to sender S, reorderedlexicographically; (e) sender S encrypts each yεY_(R) with both keye_(S) and key e′s, and sends back to R 3-tuples <y, f_(eS)(Y),f_(e′S)(Y)>=<f_(eR)(h(v)),f_(eS)(f_(eR)(h(v))),f_(e′S)(f_(eR)(h(v)))>;(f) for each vεV_(S), sender S: (g) encrypts the hash h(v) with e_(S),obtaining f_(eS)(h(v)); (h) generates key κ(v)=f_(e′S)(h(v)) for extrainformation ext(v) using e′_(S); (i) encrypts said extra informationc(v)=K(κ(v),ext(v)); (j) forms a pair <f_(eS)(h(v)),c(v)>=<f_(eS)(h(v)),K(f_(e′S)(h(v)),ext(v))>; (k) ships said pair toreceiver R in lexicographical order; (l) receiver R applies f¹ _(eR) toall entries in the 3-tuples received at step (e), obtaining <h(v),f_(eS)(h(v)),f_(e′S)(h(v))> for all vεV_(R); (m) receiver R sets asideall pairs <f_(eS)(h(v)), K(f_(e′S)(h(v)), ext(v))> received at step (f)when a first entry occurs as a second entry in a 3-tuple <h(v),f_(eS)(h(v)), f_(e′S)(h(v))> from step (l); (n) receiver R decryptsK(f_(e′S)(h(v)), ext(v)) and gets ext(v) using the third entryf_(e′S)(h(v))=κ(v) as the key, so that the corresponding v's form theintersection V_(S)∩V_(R); and (o) receiver R uses ext(v) forvεV_(S)∩V_(R) to compute T_(S)

T_(R).
 3. A computer-implemented method for processing an intersectionsize type query spanning separate databases while revealing only minimalinformation beyond a query answer, comprising: (a) sender S and receiverR each apply a hash function h to their respective attribute value sets,X_(S)=h(V_(S)) and X_(R)=h(V_(R)); (b) sender S and receiver R eachchoose a random secret key, es εr KeyF for S and er εr KeyF for R; (c)sender S and receiver R each encrypt their respective hashed sets,Y_(S)=f_(eS)(X_(S))=f_(eS)(h(V_(S))) andY_(R)=f_(eR)(X_(R))=f_(eR)(h)(V_(R))); (d) receiver R sends to sender Sits encrypted set Y_(R)=f_(eR)(h(V_(R))), reordered lexicographically;(e) sender S sends its set Y_(S)=f_(eS)(h(V_(S))) to receiver R,reordered lexicographically; (f) sender S encrypts each yεY_(R) with S'skey e_(S) and sends back to R the setZ_(R)=f_(eS)(Y_(R))=f_(eS)(f_(eR)(h(V_(R)))), reorderedlexicographically; (g) receiver R encrypts each yεY_(S) with e_(R),obtaining Z_(S)=f_(eR)(f_(eS)(h(V_(S)))), and (h) receiver R computesintersection size |Z_(S)∩Z_(R)|, which equals |V_(S)∩V_(R)|.
 4. Acomputer-implemented method for processing an equijoin size type queryspanning separate databases while revealing only minimal informationbeyond a query answer, comprising: (a) sender S and receiver R eachapply a hash function h to their respective attribute value sets,X_(S)=h(V_(S)) and X_(R)=h(V_(R)); (b) sender S and receiver R eachchoose a random secret key, es εr KeyF for S and er εr KeyF for R; (c)sender S and receiver R each encrypt their respective hashed sets,Y_(S)=f_(eS)(X_(S))=f_(eS)(h(V_(S))) andY_(R)=f_(eR)(X_(R))=f_(eR)(h)(V_(R))); (d) receiver R sends to sender Sits encrypted set Y_(R)=f_(eR)(h(V_(R))), reordered lexicographically;(e) sender S sends its set Y_(S)=f_(eS)(h(V_(S))) to receiver R,reordered lexicographically; (f) sender S encrypts each yεY_(R) with S'skey e_(S) and sends back to R the setZ_(R)=f_(eS)(Y_(R))=f_(eS)(f_(eR)(h(V_(R)))), reorderedlexicographically; (g) receiver R encrypts each yεY_(S) with e_(R),obtaining Z_(S)=f_(eR)(f_(eS)(h(V_(S)))), and (h) receiver R computesjoin size |V_(R)

V_(S)|, wherein V_(R) and V_(S) may contain duplicates.
 5. A generalpurpose computer system programmed with instructions for processing anintersection type query spanning separate databases while revealing onlyminimal information beyond a query answer, the instructions comprising:(a) sender S and receiver R each apply a hash function h to theirrespective attribute value sets, X_(S)=h(V_(S)) and X_(R)=h(V_(R)); (b)sender S and receiver R each choose a random secret key, es εr KeyF forS and er εr KeyF for R; (c) sender S and receiver R each encrypt theirrespective hashed sets, Y_(S)=f_(eS)(X_(S))=f_(eS)(h(V_(S))) andY_(R)=f_(eR)(X_(R))=f_(eR)(h)(V_(R))); (d) receiver R sends to sender Sits encrypted set Y_(R)=f_(eR)(h(V_(R))), reordered lexicographically;(e) sender S sends to receiver R its set Y_(S)=f_(eS)(h(V_(S))),reordered lexicographically; (f) sender S encrypts each yεY_(R) with keye_(S) and sends back to R pairs<y,f_(eS)(Y)>=<f_(eR)(h(v)),f_(eS)(f_(eR)(h(v)))>; (g) receiver Rencrypts each y E Ys with er, obtaining Z_(S)=f_(eR)(f_(eS)(h(V_(S))))and from pairs <f_(eR)(h(v)),f_(eS)(f_(eR)(h(v)))> obtained in Step (f)for vεV_(R), receiver R creates pairs <v,f_(eS)(f_(eR)(h(v)))> byreplacing f_(eR)(h(v)) with the corresponding v; and (h) receiver Rselects all vεV_(R) for which (f_(eS)(f_(eR)(h(v)))εZ_(S) to formV_(S)∩V_(R).
 6. A general purpose computer system programmed withinstructions for processing an equijoin type query spanning separatedatabases while revealing only minimal information beyond a queryanswer, the instructions comprising: (a) sender S and receiver R eachapply a hash function h to their respective attribute value sets,X_(S)=h(V_(S)) and X_(R)=h(V_(R)); (b) receiver R chooses a secret keyer εr KeyF and sender S chooses two secret keys es, e′s Εr KeyF; (c)receiver R encrypts its hashed set Y_(R)=f_(eR)(X_(R))=f_(eR)(h(V_(R)));(d) receiver R sends its encrypted set Y_(R) to sender S, reorderedlexicographically; (e) sender S encrypts each yεY_(R) with both keye_(S) and key e′_(S), and sends back to R 3-tuples <y, f_(eS)(Y),f_(e′S)(y)>=<f_(eR)(h(v)),f_(eS)(f_(eR)(h(v))),f_(e′S)(f_(eR)(h(v)))>;(f) for each vεV_(S), sender S: (g) encrypts the hash h(v) with e_(S),obtaining f_(eS)(h(v)); (h) generates key K(v)=f_(e′S)(h(v)) for extrainformation ext(v) using e′_(S); (i) encrypts said extra informationc(v)=K(κ(v),ext(v)); (j) forms a pair <f_(eS)(h(v)),c(v)>=<f_(eS)(h(v)),K(f_(e′S)(h(v)),ext(v))>; (k) ships said pair toreceiver R in lexicographical order; (l) receiver R applies f⁻¹ _(eR) toall entries in the 3-tuples received at step (e), obtaining <h(v),f_(eS)(h(v)),f_(e′S)(h(v))> for all vεV_(R); (m) receiver R sets asideall pairs <f_(eS)(h(v)), K(f_(e′S)(h(v)), ext(v))> received at step (f)when a first entry occurs as a second entry in a 3-tuple <h(v),f_(eS)(h(v)), f_(e′S)(h(v))> from step (l); (n) receiver R decryptsK(f_(e′S)(h(v)), ext(v)) and gets ext(v) using the third entryf_(e′S)(h(v))=K(V) as the key, so that the corresponding v's form theintersection V_(S)∩V_(R); and (o) receiver R uses ext(v) forvεV_(S)∩V_(R) to compute T_(S)

T_(R).
 7. A general purpose computer system programmed with instructionsfor processing an intersection size type query spanning separatedatabases while revealing only minimal information beyond a queryanswer, the instructions comprising: (a) sender S and receiver R eachapply a hash function h to their respective attribute value sets,X_(S)=h(V_(S)) and X_(R)=h(V_(R)); (b) sender S and receiver R eachchoose a random secret key, es εr KeyF for S and er εr KeyF for R; (c)sender S and receiver R each encrypt their respective hashed sets,Y_(S)=f_(eS)(X_(S))=f_(eS)(h(V_(S))) andY_(R)=f_(eR)(X_(R))=f_(eR)(h)(V_(R))); (d) receiver R sends to sender Sits encrypted set Y_(R)=f_(eR)(h(V_(R))), reordered lexicographically;(e) sender S sends its set Y_(S)=f_(eS)(h(V_(S))) to receiver R,reordered lexicographically; (f) sender S encrypts each yεY_(R) with S'skey e_(S) and sends back to R the setZ_(R)=f_(e′S)(Y_(R))=f_(eS)(f_(eR)(h(V_(R)))), reorderedlexicographically; (g) receiver R encrypts each yεY_(S) with e_(R),obtaining Z_(S)=f_(eR)(f_(eS)(h(V_(S)))) and (h) receiver R computesintersection size |Z_(S)∩Z_(R)|, which equals |V_(S)∩V_(R)|.
 8. Ageneral purpose computer system programmed with instructions forprocessing an equijoin size type query spanning separate databases whilerevealing only minimal information beyond a query answer, theinstructions comprising: (a) sender S and receiver R each apply a hashfunction h to their respective attribute value sets, X_(S)=h(V_(S)) andX_(R)=h(V_(R)); (b) sender S and receiver R each choose a random secretkey, es εr KeyF for S and er εr KeyF for R; (c) sender S and receiver Reach encrypt their respective hashed sets,Y_(S)=f_(eS)(X_(S))=f_(eS)(h(V_(S))) andY_(R)=f_(eR)(X_(R))=f_(eR)(h)(V_(R))); (d) receiver R sends to sender Sits encrypted set Y_(R)=f_(eR)(h(V_(R))), reordered lexicographically;(e) sender S sends its set Y_(S)=f_(eS)(h(V_(S))) to receiver R,reordered lexicographically; (f) sender S encrypts each yεY_(R) with S'skey e_(S) and sends back to R the setZ_(R)=f_(eS)(Y_(R))=f_(eS)(f_(eR)(h(V_(R)))), reorderedlexicographically; (g) receiver R encrypts each yεY_(S) with e_(R),obtaining Z_(S)=f_(eR)(f_(eS)(h(V_(S)))); and (h) receiver R computesjoin size |V_(R)

V_(S)|, wherein V_(R) and V_(S) may contain duplicates.